Test · TST-Q2-OPS-01
OPS-01 · Backups are performed daily and monitored
FailQ2 2026 Unified Program ReviewTested 18 Jun 2026 by Farah Khan, Vikram Mehta · Meridian Internal Audit
Requirement to validation
Requirement
ISO-A.8.13 · ITGC-OP-01 · RBI-ITGRCA-2023-8 · SOC2-A1.2
mapped
Policy
Business Continuity & Backup Policy
pol-bcp
Control
OPS-01
Backups are performed daily and monitored
Application
Amazon Web Services (ap-south-1) · Microsoft Azure (corporate)
mapped
Evidence · Q3
6 items
6 approved · 0 pending · 0 rejected
Test · Q3
Pass
TST-RBI-OPS-01 · High confidence
Finding
F-IAQ2-OPS-01 · Medium
Closed
Action
Rahul Nair
REM-F-IAQ2-OPS-01 · Closed
Validation
Validated
as recorded
Procedure and result
- Procedure
- AWS Backup plans + Azure Backup; alerts to IT Ops on-call. Tests: Amazon Web Services (ap-south-1): AWS Backup jobs succeeded in last 24h; Microsoft Azure (corporate): Azure Recovery Services vault jobs succeeded. Frequency daily.
- Sample
- 25 items sampled (Q2 baseline)
- Expected
- Production databases (Customer Portal RDS, payment ledger) and SAP HANA are backed up daily with encryption and cross-region copy; failed jobs are alerted and rerun within 24 hours.
- Observed
- Azure backup vault reported 4 failed nightly jobs in April with no incident raised; one database had no successful backup for 3 days.
- Confidence
- High