Action · REM-F-IAQ2-KYC-01

Remediate: kyc document checks performed after account activation.

ClosedOwner Arjun KapoorTarget 31 Jul 2026

Requirement to validation

Requirement
ISO-A.5.31 · ITGC-BP-01 · RBI-KYC-MD-2016-16
mapped
Policy
KYC / AML Policy
pol-kyc
Control
KYC-01
Customer accounts are activated only with complete KYC
Application
Meridian Customer Portal · Salesforce (Sales + Financial Services Cloud)
mapped
Evidence · Q3
3 items
2 approved · 1 pending · 0 rejected
Test · Q3
Fail
TST-RBI-KYC-01 · Medium confidence
Finding
F-IAQ2-KYC-01 · Medium
Closed
Action
Arjun Kapoor
REM-F-IAQ2-KYC-01 · Closed
Validation
Failed
as recorded

Remediation

Finding
F-IAQ2-KYC-01 · KYC document checks performed after account activation
Owner (FPR)
Arjun Kapoor
Priority
Medium
Target date
31 Jul 2026
Status
Closed
Management response
Management agreed and committed to remediate before the Q3 review.

Did it hold?

Validation
RET-F-IAQ2-KYC-01
Status
Failed
Planned
26 Sep 2026
Method
Retest in the Q3 review.
Result
Q3 testing found an onboarding approved with a missing beneficial-owner declaration; re-raised as F-RBI-04.