Validation · RET-F-RBI-04

Validation of REM-F-RBI-04

PendingPlanned 22 Oct 2026

Requirement to validation

Requirement
ISO-A.5.31 · ITGC-BP-01 · RBI-KYC-MD-2016-16
mapped
Policy
KYC / AML Policy
pol-kyc
Control
KYC-01
Customer accounts are activated only with complete KYC
Application
Meridian Customer Portal · Salesforce (Sales + Financial Services Cloud)
mapped
Evidence · Q3
3 items
2 approved · 1 pending · 0 rejected
Test · Q3
Fail
TST-RBI-KYC-01 · Medium confidence
Finding
F-RBI-04 · High
Open
Action
Arjun Kapoor
REM-F-RBI-04 · In Progress
Validation
Pending
as recorded

Retest

Action
REM-F-RBI-04 · Account frozen pending document; Salesforce validation rule hardened so 'Approved' requires all mandatory documents verified; Northstar retrained. Tracked as T-007, T-008, T-023 in Prismet Tasks.
Action status
In Progress
Owner
Arjun Kapoor
Method
Retest once remediation is complete.
Result
Not yet retested.
Status
Pending